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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 23, 2019 | n/a | yes | Sioux Falls, SD|Sioux Falls, SD | Current employment |
| PROFESSIONAL FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 14, 2016 | May 17, 2019 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROFESSIONAL FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 17, 2019 | May 23, 2019 | 6 | Firm change | RIA to ibd |