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Advisor at OSAIC WEALTH, INC.
GLEN HEAD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | GLEN HEAD, NY | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 22, 2021 | Jan 19, 2024 | no | FLUSHING, NY|POUGHQUAG, NY|GLEN HEAD, NY | Previous registration |
| USA WEALTH MANAGEMENT LLC | Former SEC adviser | Aug 21, 2008 | Dec 1, 2009 | no | FLUSHING, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| USA WEALTH MANAGEMENT LLC | WOODBURY FINANCIAL SERVICES, INC. | Dec 1, 2009 | Apr 22, 2021 | 4,160 | Firm change after gap | Other |