This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 30, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

May 30, 2001

First registration

Jul 12, 2005

Dual registered

yes, broker-dealer

Other names

YEE LOUI WONG|Eileen YeeLoui Wong

IAPD individual key

2656945

• Occurred

  Apr 1, 2026
  Advisor changed firm

  Eileen Wong left Ubs Asset Management (Americas) Llc for Ubs Financial Services Inc. (registered 2026-04-01)

  Form ADVobserved 4 days ago
• Occurred

  Oct 4, 2023
  Advisor changed firm

  Eileen Wong left Ubs Financial Services Inc. for Ubs Asset Management (Americas) Llc (registered 2026-02-27)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:77786bbc-cf9c-00b4-d630-5ab91b603690

First observed

Jul 12, 2005

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.