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Reading the graph
Advisor at R & R FINANCIAL
TEMECULA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R & R FINANCIAL | State registered | Sep 17, 2024 | n/a | yes | TEMECULA, CA | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Mar 4, 2020 | Sep 9, 2024 | no | MONTVALE, NJ|Temecula, CA | Previous registration |
| NEPSIS, INC. | Independent wealth | Dec 7, 2017 | Feb 24, 2020 | no | Murrieta, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | R & R FINANCIAL | Sep 9, 2024 | Sep 17, 2024 | 8 | Firm change | Ibd to state RIA |
| NEPSIS, INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Feb 24, 2020 | Mar 4, 2020 | 9 | Firm change | RIA to ibd |