DFX Intelligence

G••••• P• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

G••••• P• F•••••

Advisor at T•• P••••••• F•••••••• G••••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:7781f999-3f19-972c-e454-dcd2a918f0f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Sep 4, 2021	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
E••••• J••••	National bd RIA	Nov 9, 2010	Apr 21, 2014	no	GARDEN CITY, NY\|BAYSIDE, NY\|ASTORIA, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T•• P••••••• F•••••••• G••••	Apr 21, 2014	Sep 4, 2021	2,693	Firm change after gap	Ibd to RIA
C•••• I••••••••• S••••••• C••••	E••••• J••••	Nov 9, 2010	Nov 9, 2010

Relationships

Registered with (7)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Sep 4, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 9, 2010 to Apr 21, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Aug 18, 2006 to Nov 9, 2010factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7781f999-3f19-972c-e454-dcd2a918f0f2
First observed: Jul 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.