DFX Intelligence

G•• O••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

G•• O••• G•••••••

Advisor at S•••••• C•••••• C•••••••••

BELLINGHAM, WA

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Search this name across graphsid dfx:ria:7788607d-08d4-5dd2-f2f3-28b1a7a392d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• C•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• C•••••••••	Asset manager	Dec 19, 2022	n/a	yes	BELLINGHAM, WA	Current employment
E••••• J••••	National bd RIA	Nov 9, 2017	Dec 11, 2018	no	BELLINGHAM, WA\|Bellingham,, WA\|ST LOUIS, MO\|BELLINGHAM, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S•••••• C•••••• C•••••••••	Dec 11, 2018	Dec 19, 2022	1,469	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• C•••••• C•••••••••Registered adviserregistration: current employment
Dec 19, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 9, 2017 to Dec 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7788607d-08d4-5dd2-f2f3-28b1a7a392d3
First observed: Nov 9, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.