DFX Intelligence

P•••••• M•••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

P•••••• M•••••• O••••••••

Advisor at L•• F•••••••• L••

THORNTON, CO

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Search this name across graphsid dfx:ria:778d0256-b01c-81b7-b421-f1c164f20cc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 21, 2025	n/a	yes	THORNTON, CO	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Nov 17, 2023	Nov 20, 2024	no	Westminster, CO\|Arvada, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	L•• F•••••••• L••	Nov 20, 2024	Jan 21, 2025	62	Firm change	Ibd to ibd
C•••• I••••••••• S••••••• C••••	U••• B•••••• I••••••••• I•••	Jul 11, 2011	Nov 17, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2023 to Nov 20, 2024factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Mar 23, 2010 to Jul 11, 2011factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:778d0256-b01c-81b7-b421-f1c164f20cc2
First observed: Jul 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.