DFX Intelligence

Data Factory

RIA / WealthAdvisor12 years in industry

Sheila Mae Brooks

Advisor at SOUTHBRIDGE CAPITAL PARTNERS LLC

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77904645-18c4-62ef-e7ab-7a49b040f334

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUTHBRIDGE CAPITAL PARTNERS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 24, 2014
First registration: Jan 8, 2015
Dual registered: no
IAPD individual key: 6075655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUTHBRIDGE CAPITAL PARTNERS LLC	State registered	May 29, 2024	n/a	yes	CHATTANOOGA, TN	Current employment
TLG ADVISORS, INC.	Bd affiliated wealth	Jul 19, 2023	May 7, 2024	no	Chattanooga, TN\|SUMMIT, NJ	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Apr 24, 2019	Jul 20, 2023	no	Chattanooga, TN\|CHATTANOOGA, TN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 8, 2015	Apr 5, 2019	no	CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TLG ADVISORS, INC.	SOUTHBRIDGE CAPITAL PARTNERS LLC	May 7, 2024	May 29, 2024	22	Firm change	Ibd to state RIA
PRINCIPAL SECURITIES, INC.	TLG ADVISORS, INC.	Jul 20, 2023	Jul 19, 2023	-1	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	Apr 5, 2019	Apr 24, 2019	19	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ SOUTHBRIDGE CAPITAL PARTNERS LLCRegistered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Jul 19, 2023 to May 7, 2024factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Apr 24, 2019 to Jul 20, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 8, 2015 to Apr 5, 2019factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Sheila Mae Brooks left Tlg Advisors, Inc. for Southbridge Capital Partners Llc (registered 2024-05-29)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Sheila Mae Brooks left Principal Securities, Inc. for Tlg Advisors, Inc. (registered 2023-07-19)
Form ADVobserved 5 days ago