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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP LLC, CRD 165311

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7792af35-a259-bbc5-7fea-f257fc39ef97

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 5
On other graphs: 0
Observed: Sep 4, 2012 to Mar 26, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $121Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 832
Individual clients: 480
High net worth clients: 338
Custody, client assets: $47.4M
SEC number: 801-77130
CRD: 165311
Filings on the tape: 26
First filed: Sep 4, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRUCE SCOTT MIZER	n/a	COLUMBUS, OH	13	25	2	no
ROBERT TRAVIS UPTON	Chartered Financial Analyst	COLUMBUS, OH	13	27	1	no
MARK JOSEPH PALMER	n/a	COLUMBUS, OH	13	27	1	no
MATTHEW DAVID PALMER	n/a	COLUMBUS, OH	13	27	1	no
TODD DANIEL WALTER	Certified Financial Planner	COLUMBUS, OH	13	23	2	no
NICHOLAS DAVID BOYDEN	n/a	COLUMBUS, OH	5	12	2	no
Theresa LeChard	Certified Financial Planner	COLUMBUS, OH	2	12	1	no
PATRICK Joseph FINNERAN	Certified Financial Planner	COLUMBUS, OH	2	14	3	no
Jonathan Philip Bailey	Certified Financial Planner	COLUMBUS, OH	0	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DURBIN, ALEXANDER, DAVID	CHIEF INVESTMENT OFFICER	Na	yes	01/2024	Mar 26, 2026	Mar 26, 2026
MIZER, BRUCE, SCOTT	PRESIDENT/MEMBER	C	yes	01/2017	Mar 26, 2026	Mar 26, 2026
PALMER, MATTHEW, DAVID	CHAIRMAN/MEMBER	B	yes	01/2020	Mar 26, 2026	Mar 26, 2026
Picetti, Jodi	DIRECTOR OF CLIENT SERVICES/CCO	Na	yes	03/2025	Mar 26, 2026	Mar 26, 2026
UPTON, ROBERT, TRAVIS	CEO/MEMBER	C	yes	01/2020	Mar 26, 2026	Mar 26, 2026
WALTER, TODD, DANIEL	CHIEF WEALTH PLANNING OFFICER/MEMBER	C	yes	01/2018	Mar 26, 2026	Mar 26, 2026
PALMER, MARK, JOSEPH	Owner	D	yes	01/1999	Sep 4, 2012	Nov 13, 2024
PALMER, MARK, JOSEPH	Chairman	Na	yes	01/2017	Sep 4, 2012	Nov 13, 2024
PALMER, MATTHEW, DAVID	Owner	D	yes	01/1999	Sep 4, 2012	Nov 13, 2024
TWINVESTMENTS, INC.	CORPORATION/MEMBER	C	yes	04/2012	Mar 22, 2021	Nov 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.1B	$1.1B	25	15	0	n/a	n/a
2024	Apr 17, 2025	$947M	$947M	24	14	0	n/a	n/a
2023	Mar 28, 2024	$812M	$812M	22	14	0	n/a	n/a
2022	Mar 29, 2023	$684M	$684M	21	14	0	n/a	n/a
2021	Mar 26, 2022	$764M	$764M	20	12	0	n/a	n/a
2020	Mar 22, 2021	$602M	$602M	18	11	0	n/a	n/a
2019	Mar 26, 2020	$508M	$508M	19	11	0	n/a	n/a
2018	Mar 21, 2019	$417M	$417M	18	10	0	n/a	n/a
2017	Mar 28, 2018	$426M	$426M	15	9	0	n/a	n/a
2016	Mar 29, 2017	$341M	$341M	13	9	n/a	n/a	n/a
2015	Mar 16, 2016	$299M	$299M	13	9	n/a	n/a	n/a
2014	Mar 18, 2015	$290M	$290M	11	8	n/a	n/a	n/a
2013	Mar 13, 2014	$273M	$273M	11	8	n/a	n/a	n/a
2012	Mar 28, 2013	$316M	$252M	10	8	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$947M	15.1%	$684M	16.8%	25	24	0	0

Relationships

Registered with (12)

← Jonathan Philip BaileyAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← PATRICK Joseph FINNERANAdvisorregistration: current employment
Jul 31, 2024 to presentfactForm ADV
← Theresa LeChardAdvisorregistration: current employment
Jul 13, 2024 to presentfactForm ADV
← NICHOLAS DAVID BOYDENAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV
← ROBERT TRAVIS UPTONAdvisorregistration: current employment
Dec 6, 2012 to presentfactForm ADV
← MARK JOSEPH PALMERAdvisorregistration: current employment
Dec 6, 2012 to presentfactForm ADV
← MATTHEW DAVID PALMERAdvisorregistration: current employment
Dec 6, 2012 to presentfactForm ADV
← TODD DANIEL WALTERAdvisorregistration: current employment
Dec 6, 2012 to presentfactForm ADV
← BRUCE SCOTT MIZERAdvisorregistration: current employment
Dec 5, 2012 to presentfactForm ADV
← Jacob Palmer MartinAdvisorregistration: previous registration
May 25, 2017 to Apr 17, 2025factForm ADV
← DAVID MICHAEL SUCHLANDAdvisorregistration: previous registration
Jan 7, 2013 to Jul 2, 2024factForm ADV
← JEFFREY ALAN TUDORAdvisorregistration: previous registration
May 25, 2017 to Jan 29, 2024factForm ADV

Affiliated with (1)

← THE JOSEPH GROUP CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← MIZER, BRUCE, SCOTTOwnerPRESIDENT/MEMBER & CCO, ownership code B, individual
Mar 13, 2014 to Nov 13, 2024factForm ADV
← UPTON, ROBERT, TRAVISOwnerCEO/MEMBER, ownership code C, individual
Sep 4, 2012 to Nov 13, 2024factForm ADV
← PALMER, MARK, JOSEPHOwnerOWNER, ownership code D, individual
Sep 4, 2012 to Nov 13, 2024factForm ADV
← PALMER, MATTHEW, DAVIDOwnerOWNER, ownership code D, individual
Sep 4, 2012 to Nov 13, 2024factForm ADV
← WALTER, TODD, DANIELOwnerCHIEF WEALTH PLANNING OFFICER/MEMBER, ownership code B, individual
Mar 29, 2017 to Nov 13, 2024factForm ADV
← TWINVESTMENTS, INC.OwnerCORPORATION/MEMBER, ownership code C, domestic entity
Mar 22, 2021 to Nov 13, 2024factForm ADV

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
Jacob Palmer Martin left The Joseph Group Capital Management for Northavenue Llc (registered 2025-04-18)
Form ADVobserved 6 days ago
Occurred
Jul 2, 2024
Advisor changed firm
David Michael Suchland left The Joseph Group Capital Management for Wealthbridge Capital Management, Llc (registered 2024-07-18)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2024
Advisor changed firm
Jeffrey Alan Tudor left The Joseph Group Capital Management for Sequoia Financial Group, L.L.C. (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2022
Regulatory AUM changed
The Joseph Group Capital Management reported RAUM $763.8M, up 27% from $602.1M (2021-08-31 to 2022-03-26)
Form ADVobserved 6 days ago
$162M
Occurred
Sep 4, 2012
First Form ADV filing
The Joseph Group Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7792af35-a259-bbc5-7fea-f257fc39ef97
First observed: Sep 4, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP LLC, CRD 165311

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7792af35-a259-bbc5-7fea-f257fc39ef97

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRUCE SCOTT MIZER

n/a

COLUMBUS, OH

ROBERT TRAVIS UPTON

Chartered Financial Analyst

COLUMBUS, OH

MARK JOSEPH PALMER

n/a

COLUMBUS, OH

MATTHEW DAVID PALMER

n/a

COLUMBUS, OH

TODD DANIEL WALTER

Certified Financial Planner

COLUMBUS, OH

NICHOLAS DAVID BOYDEN

n/a

COLUMBUS, OH

Theresa LeChard

Certified Financial Planner

COLUMBUS, OH

PATRICK Joseph FINNERAN

Certified Financial Planner

COLUMBUS, OH

Jonathan Philip Bailey

Certified Financial Planner

COLUMBUS, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DURBIN, ALEXANDER, DAVID

CHIEF INVESTMENT OFFICER

yes

01/2024

Mar 26, 2026

MIZER, BRUCE, SCOTT

PRESIDENT/MEMBER

yes

01/2017

Mar 26, 2026

PALMER, MATTHEW, DAVID

CHAIRMAN/MEMBER

yes

01/2020

Mar 26, 2026

Picetti, Jodi

DIRECTOR OF CLIENT SERVICES/CCO

yes

03/2025

Mar 26, 2026

UPTON, ROBERT, TRAVIS

CEO/MEMBER

yes

01/2020

Mar 26, 2026

WALTER, TODD, DANIEL

CHIEF WEALTH PLANNING OFFICER/MEMBER

yes

01/2018

Mar 26, 2026

PALMER, MARK, JOSEPH

Owner

yes

01/1999

Sep 4, 2012

Nov 13, 2024

PALMER, MARK, JOSEPH

Chairman

yes

01/2017

Sep 4, 2012

Nov 13, 2024

PALMER, MATTHEW, DAVID

Owner

yes

01/1999

Sep 4, 2012

Nov 13, 2024

TWINVESTMENTS, INC.

CORPORATION/MEMBER

yes

04/2012

Mar 22, 2021

Nov 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.1B

n/a

2024

Apr 17, 2025

$947M

n/a

2023

Mar 28, 2024

$812M

n/a

2022

Mar 29, 2023

$684M

n/a

2021

Mar 26, 2022

$764M

n/a

2020

Mar 22, 2021

$602M

n/a

2019

Mar 26, 2020

$508M

n/a

2018

Mar 21, 2019

$417M

n/a

2017

Mar 28, 2018

$426M

n/a

2016

Mar 29, 2017

$341M

n/a

2015

Mar 16, 2016

$299M

n/a

2014

Mar 18, 2015

$290M

n/a

2013

Mar 13, 2014

$273M

n/a

2012

Mar 28, 2013

$316M

$252M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$947M

15.1%

$684M

16.8%