This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$307MItem 5.F on the latest filing (2016-12-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$307M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

7

Accounts

174

SEC number

801-78712

CRD

169153

Filings on the tape

28

First filed

Oct 15, 2013

Latest filed

Dec 20, 2016

Organised

Limited Liability Company, Delaware

• Occurred

  Dec 16, 2014
  Succession filed (Item 4)

  Cg Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 4 days ago
• Occurred

  Oct 15, 2013
  First Form ADV filing

  Capital Guardian Asset Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:77a2ec8c-d8d1-b4fb-701a-65049f2bda9d

First observed

Oct 15, 2013

Last observed

Dec 20, 2016 118 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.