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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Benjamin David SHAMBERGER

Advisor at RESOLVED FINANCIAL

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:77a3ca41-7486-7f8b-4c73-85a78f7c11f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RESOLVED FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 2, 2013
First registration: May 3, 2013
Dual registered: yes, broker-dealer
Other names: BEN SHAMBERGER|BENJAMIN DAVID SHAMBERGER|Benjamin Shamberger|BEN DAVID SHAMBERGER
IAPD individual key: 6147040

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RESOLVED FINANCIAL	State registered	Mar 18, 2019	n/a	yes	WINSTON SALEM, NC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jan 30, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 10, 2015	Jul 13, 2018	no	GREENSBORO, NC\|WINSTON-SALEM, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 17, 2014	Nov 4, 2014	no	WINSTON SALEM, NC\|KERNERSVILLE, NC	Previous registration
EDWARD JONES	National bd RIA	May 3, 2013	Oct 25, 2013	no	ST LOUIS, MO\|GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	RESOLVED FINANCIAL	Jan 30, 2019	Mar 18, 2019	47	Firm change	Ibd to state RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
WELLS FARGO ADVISORS	STRATEGIC ADVISERS LLC	Nov 4, 2014	Feb 10, 2015	98	Firm change	Wirehouse to ibd
EDWARD JONES	WELLS FARGO ADVISORS	Oct 25, 2013	Jun 17, 2014	235	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ RESOLVED FINANCIALRegistered adviserregistration: current employment
Mar 18, 2019 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jan 30, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 10, 2015 to Jul 13, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2014 to Nov 4, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 3, 2013 to Oct 25, 2013factForm ADV

Dated events

No dated event names this entity yet.