This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NOVEM GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 5, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

10

Exams

S65|S63

First exam

Jun 5, 1987

First registration

Aug 24, 2000

Dual registered

yes, broker-dealer

Other names

TOM FROEHLICH

IAPD individual key

1635098

• Occurred

  Oct 11, 2024
  Advisor changed firm

  Thomas Christopher Froehlich left American Portfolios Advisors, Inc for Froehlich Financial Group, Ltd. (registered 2017-03-31)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:77ab8e5c-b140-6e77-1069-53e1f5a4f093

First observed

Aug 24, 2000

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.