K••• O••••

Advisor at K••• O••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:77b43c85-ab76-0da1-5b58-9fe867075b98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• O••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• O••••• L••	State registered	Jan 20, 2011	n/a	yes	PHOENIX, AZ	Current employment
R•••••• F•••••••• N••••••	State registered	Apr 29, 2003	Nov 16, 2004	no	TEMPE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• F•••••••• N••••••	K••• O••••• L••	Nov 16, 2004	Jan 20, 2011	2,256	Firm change after gap	Other

Relationships

Registered with (2)

→ K••• O••••• L••Registered adviserregistration: current employment
Jan 20, 2011 to presentfactForm ADV
→ R•••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 29, 2003 to Nov 16, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77b43c85-ab76-0da1-5b58-9fe867075b98
First observed: Apr 29, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.