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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DAVID C VESPOLI

Advisor at STRATOS WEALTH PARTNERS, LTD

Akron, OH | Mooresville, NC

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Search this name across graphsid dfx:ria:77bedfc9-a9f8-297a-a35e-aaa986877e98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH PARTNERS, LTD
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jan 26, 2004
First registration: Jan 28, 2004
Dual registered: yes, broker-dealer
Other names: DAVID VESPOLI|DAVID C VESPOLI
IAPD individual key: 4732492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 13, 2010	n/a	yes	Akron, OH\|Mooresville, NC	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 27, 2009	no	Akron, OH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	AKRON, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 3, 2005	Apr 2, 2007	no	AKRON, OH\|AKRON, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 28, 2004	Jun 17, 2005	no	AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	STRATOS WEALTH PARTNERS, LTD	Jul 27, 2009	Aug 13, 2010	382	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Jun 17, 2005	Jun 3, 2005	-14	Firm change	Other

Relationships

Registered with (5)

→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: current employment
Aug 13, 2010 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 27, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 3, 2005 to Apr 2, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 28, 2004 to Jun 17, 2005factForm ADV

Dated events

No dated event names this entity yet.