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K•••• L•• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

K•••• L•• P•••

Advisor at C••••• W••••• S••••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:77c0f732-7b73-df82-7c3c-34bdd83e0461

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• S••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• S••••••••	State registered	Jun 23, 2025	n/a	yes	HOUSTON, TX	Current employment
V•••••• F••••••••	Independent wealth	Jan 9, 2025	Jun 16, 2025	no	Houston, TX\|AUSTIN, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• F••••••••	C••••• W••••• S••••••••	Jun 16, 2025	Jun 23, 2025	7	Firm change	RIA to state RIA
O•••• W•••••• I•••	V•••••• F••••••••	Jan 30, 2025

Relationships

Registered with (6)

→ C••••• W••••• S••••••••Registered adviserregistration: current employment
Jun 23, 2025 to presentfactForm ADV
→ V•••••• F••••••••Registered adviserregistration: previous registration
Jan 9, 2025 to Jun 16, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Jan 30, 2025factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
K•••• L•• P••• left V•••••• F•••••••• for C••••• W••••• S•••••••• (registered 2025-06-23)
Form ADVobserved 7 days ago
Occurred
Jan 30, 2025
Advisor changed firm
K•••• L•• P••• left O•••• W•••••• I••• for V•••••• F•••••••• (registered 2025-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77c0f732-7b73-df82-7c3c-34bdd83e0461
First observed: Jul 10, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.