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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MELVIN ADOLF GOSS

Advisor at LPL ENTERPRISE, LLC

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 20, 1997
First registration: Jul 25, 2001
Dual registered: yes, broker-dealer
Other names: MEL GOSS|MELVIN ADOLF JR GOSS
IAPD individual key: 2001949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	LOUISVILLE, KY	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Feb 23, 2018	Nov 14, 2024	no	CINCINNATI, OH\|West Chester, OH\|COLUMBUS, OH	Previous registration
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Dec 2, 2010	Aug 1, 2016	no	FLORENCE, KY\|JACKSON, TN\|JACKSON, TN\|ERLANGER, KY	Previous registration
CREATIVE FINANCIAL DESIGNS, INC.	Bd affiliated wealth	Jan 29, 2007	Nov 22, 2010	no	KOKOMO, IN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 25, 2001	Jul 2, 2002	no	FLORENCE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
SILVER OAK SECURITIES, INC.	PRUCO SECURITIES, LLC	Aug 1, 2016	Feb 23, 2018	571	Firm change after gap	Other
CREATIVE FINANCIAL DESIGNS, INC.	SILVER OAK SECURITIES, INC.	Nov 22, 2010	Dec 2, 2010	10	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	CREATIVE FINANCIAL DESIGNS, INC.	Jul 2, 2002	Jan 29, 2007	1,672	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 23, 2018 to Nov 14, 2024factForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Dec 2, 2010 to Aug 1, 2016factForm ADV
→ CREATIVE FINANCIAL DESIGNS, INC.Registered adviserregistration: previous registration
Jan 29, 2007 to Nov 22, 2010factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 25, 2001 to Jul 2, 2002factForm ADV

Dated events

No dated event names this entity yet.