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C•••• M• B•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

C•••• M• B•••••• R•••••

Advisor at E••••• J••••

ST. LOUIS, MO | Germantown, MD

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Search this name across graphsid dfx:ria:77c7e025-d4d9-0028-647b-19aae2039de2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 18, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 11, 2024	n/a	yes	ST. LOUIS, MO\|Germantown, MD	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 9, 2024	Sep 10, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	E••••• J••••	Sep 10, 2024	Nov 11, 2024	62	Firm change	Ibd to ibd
T• R••• P•••• A••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 10, 2024

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Nov 11, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 9, 2024 to Sep 10, 2024factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2023 to Jan 10, 2024factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Sep 10, 2024
Advisor changed firm
C•••• M• B•••••• R••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E••••• J•••• (registered 2024-11-11)
Form ADVobserved 6 days ago
Occurred
Jan 10, 2024
Advisor changed firm
C•••• M• B•••••• R••••• left T• R••• P•••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-08-09)
Form ADVobserved 6 days ago
Occurred
Oct 26, 2023
Advisor changed firm
C•••• M• B•••••• R••••• left V••••••• A•••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2023-11-21)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77c7e025-d4d9-0028-647b-19aae2039de2
First observed: Jan 18, 2022
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.