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Advisor at ARIES WEALTH MANAGEMENT, LLC
PORTLAND, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARIES WEALTH MANAGEMENT, LLC | Independent wealth | Apr 17, 2015 | n/a | yes | PORTLAND, ME | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 25, 2009 | Apr 28, 2015 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ARIES WEALTH MANAGEMENT, LLC | Apr 28, 2015 | Apr 17, 2015 | -11 | Firm change | Wirehouse to new firm |