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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MICHAEL ANTHONY MULLEN

Advisor at B. RILEY WEALTH ADVISORS, INC.

Red Bank, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77ceb043-3d77-a219-b2c3-353d1971b623

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Sep 14, 1989 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Michael Anthony Mullen

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B. RILEY WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Sep 14, 1989
Dual registered: yes, broker-dealer
Other names: MICHAEL ANTHONY MULLEN|MICHAEL MULLEN
IAPD individual key: 1428116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B. RILEY WEALTH PRIVATE SHARES	Asset manager	Apr 4, 2023	n/a	yes	Red Bank, NJ	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jan 13, 2012	n/a	yes	Red Bank, NJ	Current employment

Relationships

Registered with (2)

→ B. RILEY WEALTH PRIVATE SHARESRegistered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jan 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77ceb043-3d77-a219-b2c3-353d1971b623
First observed: Sep 14, 1989
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL ANTHONY MULLEN

Advisor at B. RILEY WEALTH ADVISORS, INC.

Red Bank, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77ceb043-3d77-a219-b2c3-353d1971b623

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

B. RILEY WEALTH PRIVATE SHARES

Asset manager

Apr 4, 2023

n/a

yes

Red Bank, NJ

Current employment

B. RILEY WEALTH ADVISORS, INC.

Bd affiliated wealth

Jan 13, 2012

n/a

yes

Red Bank, NJ

Current employment