DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

STRATEGIC WEALTH SOLUTIONS LLC

CRD 314589

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77d94b81-e160-1446-14ec-7c07151aaf5d

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Apr 21, 2026 to Apr 21, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Strategic Wealth Solutions LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $35.9MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35.9M
Private client RAUM: $29.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 259
Individual clients: 123
High net worth clients: 7
CRD: 314589
Filings on the tape: 1
First filed: Apr 21, 2026
Latest filed: Apr 21, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN JOSEPH LONG	n/a	MIDDLETOWN, NJ	4	22	3	no
MICHAEL JASON DOPAZO	n/a	MIDDLETOWN, NJ	4	21	2	no
DEEPAK KUMAR MALHOTRA	n/a	MIDDLETOWN, NJ	4	16	2	no

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INVST, LLC	2	Jan 24, 2022	Oct 1, 2021	RED BANK, NJ	Team lift out	RIA to state RIA	9.5%

Relationships

Registered with (3)

← DEEPAK KUMAR MALHOTRAAdvisorregistration: current employment
Oct 2, 2021 to presentfactForm ADV
← JOHN JOSEPH LONGAdvisorregistration: current employment
Oct 1, 2021 to presentfactForm ADV
← MICHAEL JASON DOPAZOAdvisorregistration: current employment
Oct 1, 2021 to presentfactForm ADV

Moved with (1)

← INVST, LLCRegistered adviser2 advisors, team lift out, same day
Jan 24, 2022 to Oct 1, 2021factForm ADV

Dated events

Occurred
Jan 24, 2022
Team lift-out
2 advisors left Invst, LLC (Red Bank, NJ) for Strategic Wealth Solutions LLC on the same day
Form ADVobserved 3 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77d94b81-e160-1446-14ec-7c07151aaf5d
First observed: Apr 21, 2026
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC WEALTH SOLUTIONS LLC

CRD 314589

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77d94b81-e160-1446-14ec-7c07151aaf5d

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN JOSEPH LONG

n/a

MIDDLETOWN, NJ

MICHAEL JASON DOPAZO

n/a

MIDDLETOWN, NJ

DEEPAK KUMAR MALHOTRA

n/a

MIDDLETOWN, NJ

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INVST, LLC

Jan 24, 2022

Oct 1, 2021

RED BANK, NJ

Team lift out

RIA to state RIA

9.5%