DFX Intelligence

D•••• J•••••• M•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••• J•••••• M•••••• M•••••••

Advisor at D••••••

PHOENIX, AZ | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77e1fce2-f0c7-ebd1-9fd4-ec9401902082

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 16, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	May 6, 2019	n/a	yes	PHOENIX, AZ\|SCOTTSDALE, AZ	Current employment
P•••••••• I••••••••• L••	Former SEC adviser	Aug 7, 2014	May 31, 2019	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• I••••••••• L••	D••••••	May 31, 2019	May 6, 2019	-25	Firm change	RIA to RIA
D••••••	P•••••••• I••••••••• L••	Sep 30, 2014	Aug 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
151479:151367:AZ:2019-05-31	May 31, 2019	May 6, 2019	PHOENIX, AZ	Firm change

Relationships

Registered with (6)

→ D••••••Registered adviserregistration: previous registration
Apr 25, 2012 to Sep 30, 2014factForm ADV
→ P•••••••• I••••••••• L••Registered adviserregistration: previous registration
Aug 7, 2014 to May 31, 2019factForm ADV
→ D•• W••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 18, 2009 to Dec 31, 2012factForm ADV
→ E••••••• C•••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77e1fce2-f0c7-ebd1-9fd4-ec9401902082
First observed: Jun 16, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.