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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NFI ADVISORS, INC

CRD 130717

NOVI, MI

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Search this name across graphsid dfx:ria:77e791a7-d1c9-d571-504e-723c4235f2c3

Data as of Jun 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Jun 28, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $49.4MItem 5.F on the latest filing (2012-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $24.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 371
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $6.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $6.1M
SEC number: 801-63082
CRD: 130717
Filings on the tape: 4
First filed: Mar 19, 2012
Latest filed: Jun 28, 2012
Organised: Corporation, Michigan

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL TACKER	n/a	NOVI, MI	1	27	n/a	no
THOMAS PHILLIP NORRIS	n/a	NOVI, MI	0	41	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NFI CAPITAL PARTNERS, LP	Hedge Fund	$6.1M	Jun 28, 2012	34	Mar 19, 2012	reported	021-729876

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NORRIS, THOMAS, PHILLIP	President	E	yes	01/2004	Mar 19, 2012	Jun 28, 2012
BARNES, DIANA	CHIEF COMPLIANCE OFFICER	Na	no	11/2005	Mar 19, 2012	Jun 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORRIS FINANCIAL	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAGUANA NIGUEL	CA	United States	n/a	no
Milford	Mi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 19, 2012	$49.4M	$19.6M	n/a	n/a	n/a	1	$6.1M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$49.4M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (4)

← THOMAS PHILLIP NORRISAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← DANIEL TACKERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ROLA HAJEBAdvisorregistration: previous registration
May 15, 2009 to Feb 27, 2013factForm ADV
← JEFF EDWARD LOWEAdvisorregistration: previous registration
Apr 5, 2011 to May 25, 2012factForm ADV

Advises (1)

→ NFI CAPITAL PARTNERS, LPPrivate fundHedge Fund, IA
Mar 19, 2012 to presentfactForm ADV

Controls (1)

← NORRIS, THOMAS, PHILLIPOwnerPRESIDENT, ownership code E, individual
Mar 19, 2012 to presentfactForm ADV

Owns (1)

← BARNES, DIANAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77e791a7-d1c9-d571-504e-723c4235f2c3
First observed: Mar 19, 2012
Last observed: Jun 28, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NFI ADVISORS, INC

CRD 130717

NOVI, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77e791a7-d1c9-d571-504e-723c4235f2c3

Data as of Jun 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL TACKER

n/a

NOVI, MI

n/a

THOMAS PHILLIP NORRIS

n/a

NOVI, MI

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NFI CAPITAL PARTNERS, LP

Hedge Fund

$6.1M

Jun 28, 2012

Mar 19, 2012

reported

021-729876

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NORRIS, THOMAS, PHILLIP

President

yes

01/2004

Mar 19, 2012

Jun 28, 2012

BARNES, DIANA

CHIEF COMPLIANCE OFFICER

11/2005

Mar 19, 2012

Jun 28, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORRIS FINANCIAL

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LAGUANA NIGUEL

United States

n/a

Milford

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 19, 2012

$49.4M

$19.6M

n/a

$6.1M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$49.4M

n/a