DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
CLEVELAND, OH | Bedford, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Jan 3, 2017 | n/a | yes | CLEVELAND, OH|Bedford, NH | Current employment |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jun 23, 2016 | Sep 23, 2016 | no | HANOVER, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | M•• C•••••• M••••••••• L•• | Sep 23, 2016 | Jan 3, 2017 | 102 | Firm change | Other |
| S•••••••• A••••••• L•• | F••••••• P••••••• T•••• C••••••• F•• | Jan 22, 2016 | Apr 27, 2005 |
| F••••••• P••••••• T•••• C••••••• F•• | n/a | Apr 27, 2005 | Mar 28, 2007 | no | MERRIMACK, NH | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Oct 14, 2004 | Jan 22, 2016 | no | MERRIMACK, NH | Previous registration |
| -3,922 |
| Firm change after gap |
| Other |
| F••••••• P••••••• T•••• C••••••• F•• | A••••• A•• P••••••• S••••••• | Mar 28, 2007 | Jun 23, 2016 | 3,375 | Firm change after gap | Other |