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J•••• M••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••• M••• K•••

Advisor at C••••••••• W••••• S•••••••• L••

PARSIPPANY, NJ | JERICHO, NY | Syracuse, NY

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Search this name across graphsid dfx:ria:77f0070c-7815-00c3-0018-ddc95c29962f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	JERICHO, NY	Current employment
C••••••••• W••••• S•••••••• L••	State registered	Jan 31, 2025	n/a	yes	Syracuse, NY\|PARSIPPANY, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	C••••••••• W••••• S•••••••• L••	Jul 10, 2025	Jan 31, 2025	-160	Firm change after gap	Ibd to state RIA
F••••••• S••••••••• I•••	C•••••• G•••• • C• I••	Jun 1, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104233:10641:NY:2023-06-01	Jun 1, 2023	May 30, 2023	GARDEN CITY, NY	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C••••••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
May 30, 2023 to Jul 10, 2025factForm ADV
→ F••••••• S••••••••• I•••

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
J•••• M••• K••• left C•••••• G•••• • C• I•• for C••••••••• W••••• S•••••••• L•• (registered 2025-01-31)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2023
Advisor changed firm
J•••• M••• K••• left F••••••• S••••••••• I••• for C•••••• G•••• • C• I•• (registered 2023-05-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77f0070c-7815-00c3-0018-ddc95c29962f
First observed: Jun 24, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.