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RATHBONES INVESTMENT MANAGEMENT LIMITED, CRD 124925
LIVERPOOL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Dowden, Annette, Louise | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2026 | Jul 14, 2026 | Jul 14, 2026 |
| Hooley, Iain, William | CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR | Na | yes | 01/2024 | Jul 14, 2026 | Jul 14, 2026 |
| RATHBONES GROUP PLC | Shareholder | E | yes | 09/1988 | Jul 14, 2026 | Jul 14, 2026 |
| SORRELL, JONATHAN, EDWARD | CHIEF EXECUTIVE OFFICER | Na | yes | 08/2025 | Jul 14, 2026 | Jul 14, 2026 |
| Turner, Michael | CHIEF OPERATING OFFICER | Na | yes | 12/2025 | Jul 14, 2026 | Jul 14, 2026 |
| BRODIE, ANDREW, JOHN PATERSON | CHIEF OPERATING OFFICER | Na | yes | 05/2020 | May 19, 2020 | Oct 28, 2024 |
| COLLINGE, LESLEY-ANNE | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2015 | Mar 24, 2015 | Oct 28, 2024 |
| STOCKTON, ROBERT, PAUL | CHIEF EXECUTIVE RATHBONES INVESTMENT MANAGEMENT LTD | Na | yes | 05/2019 | Mar 21, 2012 | Oct 28, 2024 |
| BANNISTER, CLIVE, CHRISTOPHER | CHAIRMAN RATHBONES | Na | no | 05/2021 | Jul 14, 2026 | Jul 14, 2026 |
| CUMMINGS, IAIN, ALEXANDER | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | Na | no | 10/2021 | Jul 14, 2026 | Jul 14, 2026 |
| DUHON, TERRI, LYNN | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | Na | no | 07/2018 | Jul 14, 2026 | Jul 14, 2026 |
| GENTLEMAN, SARAH, FELICITY | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | Na | no | 01/2015 | Jul 14, 2026 | Jul 14, 2026 |
| MISTRY, DHARMASH, PRAVIN | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | Na | no | 10/2021 | Jul 14, 2026 | Jul 14, 2026 |
| INVESTEC PLC | Shareholder | C | no | 09/2023 | Sep 28, 2023 | Oct 28, 2024 |
| Leas, Ruth | NON-EXECUTIVE DIRECTOR | Na | no | 09/2023 | Sep 28, 2023 | Oct 28, 2024 |
| O'Shea, Henrietta, Caroline | NON-EXECUTIVE DIRECTOR | Na | no | 09/2023 | Sep 28, 2023 | Oct 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CASTLE INVESTMENT SOLUTIONS LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESTEC WEALTH & INVESTMENT (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTEC WEALTH & INVESTMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MURRAY ASSET MANAGEMENT UK LIMITED | n/a | n/a | n/a | N | yes | n/a |
| RATHBONE LUXEMBURG SICAV | n/a | n/a | n/a | N | yes | n/a |
| RATHBONE NOMINEES LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| RATHBONES ASSET MANAGEMENT LIMTED | n/a | n/a | n/a | N | yes | n/a |
| RATHBONES INVESTMENT MANAGEMENT INTERNATIONAL LTD | n/a | n/a | n/a | Y | yes | n/a |
| RATHBONES TRUST COMPANY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| RATHBONES TRUST LEGAL SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| SAUNDERSON HOUSE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| VISION INDEPENDENT FINANCIAL PLANNING LTD | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 249 | no |
| Glasgow | n/a | United Kingdom | 64 | no |
| Bristol | n/a | United Kingdom | 37 | no |
| Edinburgh | n/a | United Kingdom | 31 | no |
| Winchester | n/a | United Kingdom | 29 | no |
| Cambridge | n/a | United Kingdom | 10 | no |
| NEWCASTLE-UPON-TYNE | n/a | United Kingdom | 9 | no |
| Exeter | n/a | United Kingdom | 7 | no |
| Birmingham | n/a | United Kingdom | 6 | no |
| KENDAL, CUMBRIA | n/a | United Kingdom | 6 | no |
| Leeds | n/a | United Kingdom | 5 | no |
| Chichester | n/a | United Kingdom | 4 | no |
| Cheltenham | n/a | United Kingdom | 2 | no |
| Lymington | n/a | United Kingdom | 2 | no |
| Sheffield | n/a | United Kingdom | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $135B | $119B | 1,715 | 725 | 18 | n/a | n/a |
| 2024 | Mar 28, 2025 | $67B | $59B | 1,321 | 512 | 19 | n/a | n/a |
| 2023 | Mar 27, 2024 | $64B | $57B | 1,293 | 528 | 13 | n/a | n/a |
| 2022 | Mar 28, 2023 | $54B | $50B | 1,120 | 447 | 12 | n/a | n/a |
| 2021 | Mar 31, 2022 | $68B | $63B | 1,000 | 395 | 13 | n/a | n/a |
| 2020 | Mar 30, 2021 | $61B | $56B | 744 | 335 | 13 | n/a | n/a |
| 2019 | Mar 26, 2020 | $57B | $49B | 915 | 376 | 13 | n/a | n/a |
| 2018 | Mar 28, 2019 | $40B | $37B | 803 | 317 | 13 | n/a | n/a |
| 2017 | Mar 22, 2018 | $45B | $41B | 727 | 293 | 13 | n/a | n/a |
| 2016 | Mar 20, 2017 | $36B | $34B | 644 | 293 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $38B | $35B | 605 | 281 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $38B | $35B | 582 | 266 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $33B | $31B | 503 | 211 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $27B | $25B | 503 | 216 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $23B | $21B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $135B | $67B | 101.6% | $54B | 35.4% | 1,715 | 1,321 | 18 | 19 |