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RIA / WealthAdvisor27 years in industry

ANTHONY ROD ORTALE

Advisor at INSIGHT WEALTH STRATEGIES, LLC

SAN RAMON, CA

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Search this name across graphsid dfx:ria:77f3d393-ebf7-8b15-ec4c-a9c2866b8b28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGHT WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jun 25, 1999
First registration: Jul 19, 2007
Dual registered: no
Other names: TONY R ORTALE
IAPD individual key: 3225516

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGHT WEALTH STRATEGIES, LLC	Independent wealth	Oct 24, 2018	n/a	yes	SAN RAMON, CA	Current employment
FISHER INVESTMENTS	Independent wealth	Dec 12, 2017	Feb 22, 2018	no	SAN MATEO, CA\|PLANO, TX	Previous registration
CASTLE ROCK WEALTH MANAGEMENT, LLC	Independent wealth	Oct 7, 2015	Mar 29, 2017	no	WALNUT CREEK, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jul 2, 2009	Jul 27, 2010	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 6, 2008	Jun 22, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|WESTLAKE, TX	Previous registration
HORIZON WEALTH GROUP, LLC.	n/a	Jan 9, 2008	Aug 29, 2008	no	SAN RAMON, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jul 19, 2007	Sep 9, 2008	no	SAN DIEGO, CA\|SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	INSIGHT WEALTH STRATEGIES, LLC	Feb 22, 2018	Oct 24, 2018	244	Firm change	Other
CASTLE ROCK WEALTH MANAGEMENT, LLC	FISHER INVESTMENTS	Mar 29, 2017	Dec 12, 2017	258	Firm change	Other
FIRST ALLIED SECURITIES, INC.	CASTLE ROCK WEALTH MANAGEMENT, LLC	Jul 27, 2010	Oct 7, 2015	1,898	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	FIRST ALLIED SECURITIES, INC.	Jun 22, 2009	Jul 2, 2009	10	Firm change	Other
FIRST ALLIED SECURITIES, INC.	HORIZON WEALTH GROUP, LLC.	Sep 9, 2008	Jan 9, 2008	-244	Firm change after gap	Other
HORIZON WEALTH GROUP, LLC.	CHARLES SCHWAB & CO., INC.	Aug 29, 2008	Oct 6, 2008	38	Firm change	Other

Relationships

Registered with (6)

→ INSIGHT WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Oct 24, 2018 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Dec 12, 2017 to Feb 22, 2018factForm ADV
→ CASTLE ROCK WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 7, 2015 to Mar 29, 2017factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jul 2, 2009 to Jul 27, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 6, 2008 to Jun 22, 2009factForm ADV
→ HORIZON WEALTH GROUP, LLC.Registered adviserregistration: previous registration
Jan 9, 2008 to Aug 29, 2008factForm ADV

Dated events

No dated event names this entity yet.