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Reading the graph
Advisor at D.A. DAVIDSON & CO.
Minneapolis, MN | EDEN PRAIRIE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Nov 30, 2022 | n/a | yes | EDEN PRAIRIE, MN|Minneapolis, MN | Current employment |
| PIPER SANDLER & CO. | Institutional manager | Aug 5, 2016 | Nov 15, 2022 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 10, 2014 | Aug 5, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | D.A. DAVIDSON & CO. | Nov 15, 2022 | Nov 30, 2022 | 15 | Firm change | Other |
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | PIPER SANDLER & CO. | Aug 5, 2016 | Aug 5, 2016 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145876:665:MN:2016-08-05 | Aug 5, 2016 | Aug 5, 2016 | MINNEAPOLIS, MN | Firm change |