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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Allison McAdam

Advisor at J.P. MORGAN SECURITIES LLC

CHICAGO, IL | Boca Raton, FL | POMPANO BEACH, FL

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Search this name across graphsid dfx:ria:7805622c-0894-cc87-140a-d83d1dbc6e70

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Mar 7, 2013
First registration: Jul 9, 2013
Dual registered: yes, broker-dealer
Other names: ALLISON MCADAM|ALLISON LEIGH MCADAM
IAPD individual key: 5849989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 8, 2024	n/a	yes	POMPANO BEACH, FL\|CHICAGO, IL\|Boca Raton, FL	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Sep 13, 2019	Mar 17, 2025	no	Greenwich, CT\|Greenwich, CT\|Greenwich, CT\|Greenwich, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 14, 2014	Sep 5, 2019	no	STAMFORD, CT	Previous registration
WRIGHT INVESTORS SERVICE INC	Other adviser	Jul 9, 2013	Jul 29, 2014	no	SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 17, 2025	Mar 8, 2024	-374	Bulk transfer	Ibd to wirehouse
UBS FINANCIAL SERVICES INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Sep 5, 2019	Sep 13, 2019	8	Firm change	Wirehouse to ibd
WRIGHT INVESTORS SERVICE INC	UBS FINANCIAL SERVICES INC.	Jul 29, 2014	Aug 14, 2014	16	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Sep 13, 2019 to Mar 17, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 14, 2014 to Sep 5, 2019factForm ADV
→ WRIGHT INVESTORS SERVICE INCRegistered adviserregistration: previous registration
Jul 9, 2013 to Jul 29, 2014factForm ADV

Dated events

No dated event names this entity yet.