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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MUBADALA GE CAPITAL PJSC

CRD 160342

ABU DHABI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7809eeeb-04e7-0d74-f0d8-3a5819f7a63f

Data as of Feb 13, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Feb 13, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.2BItem 5.F on the latest filing (2012-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Custody, client assets: $61.0M
SEC number: 801-73378
CRD: 160342
Filings on the tape: 1
First filed: Feb 13, 2012
Latest filed: Feb 13, 2012
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABINAKLE, PIERRE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Feb 13, 2012	Feb 13, 2012
AL QUBAISI, KHALED, ABDULLA JUMAA KARAM	BOARD MEMBER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
GEFS, INC.	Shareholder	D	yes	10/2009	Feb 13, 2012	Feb 13, 2012
GENERAL ELECTRIC CAPITAL CORPORATION	Shareholder	E	yes	04/2009	Feb 13, 2012	Feb 13, 2012
GENERAL ELECTRIC CAPITAL SERVICES, INC.	Shareholder	E	yes	05/1984	Feb 13, 2012	Feb 13, 2012
GENERAL ELECTRIC COMPANY	Shareholder	E	yes	04/1892	Feb 13, 2012	Feb 13, 2012
GOVERNMENT OF ABU DHABI	Shareholder	E	yes	10/2002	Feb 13, 2012	Feb 13, 2012
HERBERT, PETER, RONALD	BOARD MEMBER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
HERMAN (JR), RONALD JAMES	CHIEF EXECUTIVE OFFICER, IC MEMBER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
KEKEDJIAN, ARIS	BOARD MEMBER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
LAXER, RICHARD ALAN	VICE-CHAIRMAN, BOARD OF DIRECTORS	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
MUBADALA COMMERCIAL FINANCE, L.L.C.	Shareholder	D	yes	10/2009	Feb 13, 2012	Feb 13, 2012
MUBADALA DEVELOPMENT COMPANY PJSC	Member	E	yes	05/2008	Feb 13, 2012	Feb 13, 2012
OBEID, CARLOS	CHAIRMAN, BOARD OF DIRECTORS	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
ROZYCKI, DEREK ALAN	BOARD MEMBER	Na	yes	06/2011	Feb 13, 2012	Feb 13, 2012
RUTH, STEVEN BRUCE	CHIEF INVESTMENT OFFICER, IC MEMBER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012
SHEHADEH, ERIC	CHIEF OPERATING & FINANCE OFFICER	Na	yes	10/2009	Feb 13, 2012	Feb 13, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GE ASSET MANAGEMENT INCORPORATED	n/a	Former SEC adviser	$110B	N	yes	n/a
GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC	n/a	Former SEC adviser	$11B	N	yes	n/a
BANQUE ARTESIA NEDERLAND N.V.	n/a	n/a	n/a	N	no	n/a
GE ASSET MANAGEMENT CANADA COMPANY	n/a	n/a	n/a	N	yes	n/a
GE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
GE CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
GE CAPITAL MARKETS, INC.	n/a	n/a	n/a	N	yes	n/a
GE CAPITAL MIDDLE EAST & AFRICA LTD.	n/a	n/a	n/a	N	yes	n/a
GE CORPORATE FINANCE BANK SAS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Norwalk	Ct	United States	n/a	no
HAMMERSMITH, LONDON	n/a	United Kingdom	n/a	no
LEVENT-ISTANBUL	n/a	Turkey	n/a	no

Relationships

Affiliated with (2)

→ GE ASSET MANAGEMENT INCORPORATEDRegistered adviserother investment adviser, common control
factForm ADV
→ GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (17)

← OBEID, CARLOSOwnerCHAIRMAN, BOARD OF DIRECTORS, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← AL QUBAISI, KHALED, ABDULLA JUMAA KARAMOwnerBOARD MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← HERBERT, PETER, RONALDOwnerBOARD MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← ABINAKLE, PIERREOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← GEFS, INC.OwnerSHAREHOLDER, ownership code D, domestic entity
Feb 13, 2012 to presentfactForm ADV
← GENERAL ELECTRIC CAPITAL CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 13, 2012 to presentfactForm ADV
← GENERAL ELECTRIC CAPITAL SERVICES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 13, 2012 to presentfactForm ADV
← GENERAL ELECTRIC COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 13, 2012 to presentfactForm ADV
← GOVERNMENT OF ABU DHABIOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 13, 2012 to presentfactForm ADV
← HERMAN (JR), RONALD JAMESOwnerCHIEF EXECUTIVE OFFICER, IC MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← KEKEDJIAN, ARISOwnerBOARD MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← LAXER, RICHARD ALANOwnerVICE-CHAIRMAN, BOARD OF DIRECTORS, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← MUBADALA COMMERCIAL FINANCE, L.L.C.OwnerSHAREHOLDER, ownership code D, foreign entity
Feb 13, 2012 to presentfactForm ADV
← MUBADALA DEVELOPMENT COMPANY PJSCOwnerMEMBER, ownership code E, foreign entity
Feb 13, 2012 to presentfactForm ADV
← ROZYCKI, DEREK ALANOwnerBOARD MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← RUTH, STEVEN BRUCEOwnerCHIEF INVESTMENT OFFICER, IC MEMBER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← SHEHADEH, ERICOwnerCHIEF OPERATING & FINANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7809eeeb-04e7-0d74-f0d8-3a5819f7a63f
First observed: Feb 13, 2012
Last observed: Feb 13, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MUBADALA GE CAPITAL PJSC

CRD 160342

ABU DHABI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7809eeeb-04e7-0d74-f0d8-3a5819f7a63f

Data as of Feb 13, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABINAKLE, PIERRE

CHIEF COMPLIANCE OFFICER

yes

11/2010

Feb 13, 2012

AL QUBAISI, KHALED, ABDULLA JUMAA KARAM

BOARD MEMBER

yes

10/2009

Feb 13, 2012

GEFS, INC.

Shareholder

yes

10/2009

Feb 13, 2012

GENERAL ELECTRIC CAPITAL CORPORATION

Shareholder

yes

04/2009

Feb 13, 2012

GENERAL ELECTRIC CAPITAL SERVICES, INC.

Shareholder

yes

05/1984

Feb 13, 2012

GENERAL ELECTRIC COMPANY

Shareholder

yes

04/1892

Feb 13, 2012

GOVERNMENT OF ABU DHABI

Shareholder

yes

10/2002

Feb 13, 2012

HERBERT, PETER, RONALD

BOARD MEMBER

yes

10/2009

Feb 13, 2012

HERMAN (JR), RONALD JAMES

CHIEF EXECUTIVE OFFICER, IC MEMBER

yes

10/2009

Feb 13, 2012

KEKEDJIAN, ARIS

BOARD MEMBER

yes

10/2009

Feb 13, 2012

LAXER, RICHARD ALAN

VICE-CHAIRMAN, BOARD OF DIRECTORS

yes

10/2009

Feb 13, 2012

MUBADALA COMMERCIAL FINANCE, L.L.C.

Shareholder

yes

10/2009

Feb 13, 2012

MUBADALA DEVELOPMENT COMPANY PJSC

Member

yes

05/2008

Feb 13, 2012

OBEID, CARLOS

CHAIRMAN, BOARD OF DIRECTORS

yes

10/2009

Feb 13, 2012

ROZYCKI, DEREK ALAN

BOARD MEMBER

yes

06/2011

Feb 13, 2012

RUTH, STEVEN BRUCE

CHIEF INVESTMENT OFFICER, IC MEMBER

yes

10/2009

Feb 13, 2012

SHEHADEH, ERIC

CHIEF OPERATING & FINANCE OFFICER

yes

10/2009

Feb 13, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GE ASSET MANAGEMENT INCORPORATED

n/a

Former SEC adviser

$110B

yes

n/a

GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC

n/a

Former SEC adviser

$11B

yes

n/a

BANQUE ARTESIA NEDERLAND N.V.

n/a

GE ASSET MANAGEMENT CANADA COMPANY

n/a

yes

n/a

GE ASSET MANAGEMENT LIMITED

n/a

yes

n/a

GE CAPITAL LIMITED

n/a

yes

n/a

GE CAPITAL MARKETS, INC.

n/a

yes

n/a

GE CAPITAL MIDDLE EAST & AFRICA LTD.

n/a

yes

n/a

GE CORPORATE FINANCE BANK SAS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Norwalk

United States

n/a

HAMMERSMITH, LONDON

n/a

United Kingdom

n/a

LEVENT-ISTANBUL

n/a

Turkey

n/a