E•••••••• A• L•

Advisor at S••••• A•••••••• L••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:780a08dd-709f-fe85-f14f-b538577d0737

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••• L••	Independent wealth	Feb 19, 2015	n/a	yes	SAN FRANCISCO, CA	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Mar 14, 2008	Feb 10, 2015	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	S••••• A•••••••• L••	Feb 10, 2015	Feb 19, 2015	9	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2525:174042:CA:2015-02-10	Feb 10, 2015	Feb 19, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ S••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2015 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2008 to Feb 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:780a08dd-709f-fe85-f14f-b538577d0737
First observed: Mar 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.