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W•••••• C•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)28 years in industry

W•••••• C•••• R•••

Advisor at C•••••••

Brentwood, TN

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Search this name across graphsid dfx:ria:780c16cc-72d2-b508-82e0-181991d7a66f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 21, 2022	n/a	yes	Brentwood, TN	Current employment
T•••••••• F•••••••• S•••••••• L••	Former SEC adviser	Feb 27, 2003	Mar 20, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• F•••••••• S•••••••• L••	C•••••••	Mar 20, 2023	Dec 21, 2022	-89	Bulk transfer	Other

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ T•••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2003 to Mar 20, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:780c16cc-72d2-b508-82e0-181991d7a66f
First observed: Feb 27, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.