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Advisor at BIG WAVE ADVISORS, INC.
LISLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BIG WAVE ADVISORS, INC. | State registered | May 1, 2007 | n/a | yes | LISLE, IL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jun 15, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 14, 1998 | Jan 2, 2009 | no | WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | n/a | Jun 15, 2009 | n/a | n/a | Departure no registered destination | Departure |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | BIG WAVE ADVISORS, INC. | Jan 2, 2009 | May 1, 2007 | -612 | Firm change after gap | Other |