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Reading the graph
Advisor at LPL ENTERPRISE, LLC
WARRINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Aug 27, 2025 | n/a | yes | WARRINGTON, PA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 5, 2021 | Dec 19, 2022 | no | MECHANICSBURG, PA|Horsham, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | LPL ENTERPRISE, LLC | Dec 19, 2022 | Aug 27, 2025 | 982 | Firm change after gap | Ibd to ibd |