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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ROBERT KARL RILEY

Advisor at MUTUAL TRUST ASSET MGMT., INC.

Clearwater, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:781c390f-025f-af65-a161-40c350e2fefb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL TRUST ASSET MGMT., INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 13, 1997
First registration: Jan 18, 2017
Dual registered: yes, broker-dealer
Other names: ROBERT K RILEY
IAPD individual key: 2846274

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Dec 5, 2024	n/a	yes	Clearwater, FL\|TAMPA, FL	Current employment
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Oct 21, 2022	Oct 28, 2024	no	St/ Petersburg, FL\|Clearwater, FL\|TAMPA, FL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Nov 6, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 18, 2017	Jul 13, 2018	no	WEST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MUTUAL TRUST ASSET MGMT., INC.	Nov 6, 2020	Oct 21, 2022	714	Firm change after gap	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (3)

→ MUTUAL TRUST ASSET MGMT., INC.Registered adviserregistration: previous registration
Oct 21, 2022 to Oct 28, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Nov 6, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 18, 2017 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:781c390f-025f-af65-a161-40c350e2fefb
First observed: Jan 18, 2017
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT KARL RILEY

Advisor at MUTUAL TRUST ASSET MGMT., INC.

Clearwater, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:781c390f-025f-af65-a161-40c350e2fefb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MUTUAL TRUST ASSET MGMT., INC.

Independent wealth

Dec 5, 2024

n/a

yes

Clearwater, FL|TAMPA, FL

Current employment

MUTUAL TRUST ASSET MGMT., INC.

Independent wealth

Oct 21, 2022

Oct 28, 2024

St/ Petersburg, FL|Clearwater, FL|TAMPA, FL

Previous registration

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jul 13, 2018

Nov 6, 2020

BOSTON, MA

Previous registration

STRATEGIC ADVISERS LLC

National bd RIA

Jan 18, 2017

Jul 13, 2018

WEST HARTFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MUTUAL TRUST ASSET MGMT., INC.

Nov 6, 2020

Oct 21, 2022

714

Firm change after gap

Ibd to RIA

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 13, 2018

Bulk transfer

Ibd to new firm