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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Amy Jill Kaufman

Advisor at LPL FINANCIAL LLC

CYPRESS, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:781f5f49-111e-57fc-cad7-f200bd2bcfec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 23, 1998
First registration: Nov 16, 2015
Dual registered: yes, broker-dealer
Other names: AMY JILL KATEPALLI
IAPD individual key: 1837595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 15, 2026	n/a	yes	CYPRESS, CA\|SAN DIEGO, CA	Current employment
MEEDER ADVISORY SERVICES, INC.	Independent wealth	Nov 28, 2025	Apr 7, 2026	no	DUBLIN, OH	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Feb 24, 2025	no	EL SEGUNDO, CA\|CYPRESS, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 16, 2015	Jun 29, 2023	no	EL SEGUNDO, CA\|CYPRESS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MEEDER ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Apr 7, 2026	Apr 15, 2026	8	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	MEEDER ADVISORY SERVICES, INC.	Feb 24, 2025	Nov 28, 2025	277	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ MEEDER ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 28, 2025 to Apr 7, 2026factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Feb 24, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 16, 2015 to Jun 29, 2023factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Amy Jill Kaufman left Meeder Advisory Services, Inc. for Lpl Financial Llc (registered 2026-04-15)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2025
Advisor changed firm
Amy Jill Kaufman left Cetera Investment Advisers Llc for Meeder Advisory Services, Inc. (registered 2025-11-28)
Form ADVobserved 5 days ago