DFX Intelligence

S•••••• B• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

S•••••• B• K•••••••

Advisor at N•• Y••• L••• I••••••••• M••••••••• L••

NEW Y•••, NY | South Lyon, MI

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Search this name across graphsid dfx:ria:78212d9e-ea06-dffb-f9bc-aa5bff4ed674

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• Y••• L••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Jan 23, 2024	n/a	yes	NEW Y•••, NY\|South Lyon, MI	Current employment
M••••• S••••••	Wirehouse	Mar 2, 2023	Jan 19, 2024	no	Ann Arbor, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N•• Y••• L••• I••••••••• M••••••••• L••	Jan 19, 2024	Jan 23, 2024	4	Firm change	Other
B•••••••• F•••••••• M••••••••• I••	M••••• S••••••	Jan 5, 2017	Mar 2, 2023

Relationships

Registered with (3)

→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 2, 2023 to Jan 19, 2024factForm ADV
→ B•••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Oct 8, 2014 to Jan 5, 2017factForm ADV

Dated events

Occurred
Jan 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78212d9e-ea06-dffb-f9bc-aa5bff4ed674
First observed: Oct 8, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.