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R•••••• D•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R•••••• D•••• J••••••

Advisor at C•••••• F•••••••• L••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:7824efd9-c52d-72d4-5d63-98ec5030803b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• L••	State registered	Aug 17, 2026	n/a	yes	INDIANAPOLIS, IN	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Oct 2, 2019	Sep 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	C•••••• F•••••••• L••	Sep 8, 2026	Aug 17, 2026	-22	Firm change	Ibd to state RIA
P•••• S••••••••• L••	O••••••••• S••••••••• I•••	Sep 19, 2019

Relationships

Registered with (6)

→ C•••••• F•••••••• L••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2019 to Sep 8, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 20, 2018 to Sep 19, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Sep 8, 2026
Advisor changed firm
R•••••• D•••• J•••••• left O••••••••• S••••••••• I••• for C•••••• F•••••••• L•• (registered 2026-08-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7824efd9-c52d-72d4-5d63-98ec5030803b
First observed: Feb 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.