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RIA / WealthAdvisor20 years in industry

TIMOTHY JOSEPH HARKER

Advisor at BXM WEALTH LLC

ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:782bab3a-a1db-bacd-d4c7-0d1fbc6f7016

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BXM WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 7, 2005
First registration: Mar 3, 2011
Dual registered: no
Other names: TIMOTHY HARKER
IAPD individual key: 5040428

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BXM WEALTH LLC	Independent wealth	Nov 11, 2025	n/a	yes	ENGLEWOOD, CO	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 5, 2012	Nov 5, 2025	no	Clayton, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 1, 2011	Sep 25, 2012	no	ANN ARBOR, MI\|WEBSTER GROVES, MO\|BRENTWOOD, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|CREVE COEUR, MO\|ANN ARBOR, MI\|ANN ARBOR, MI\|ANN ARBOR, MI	Previous registration
CIG ASSET MANAGEMENT, INC.	Independent wealth	Mar 3, 2011	Nov 3, 2011	no	SOUTHFIELD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	BXM WEALTH LLC	Nov 5, 2025	Nov 11, 2025	6	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	CHARLES SCHWAB & CO., INC.	Sep 25, 2012	Nov 5, 2012	41	Firm change	Other
CIG ASSET MANAGEMENT, INC.	PNC WEALTH MANAGEMENT	Nov 3, 2011	Dec 1, 2011	28	Firm change	Other

Relationships

Registered with (4)

→ BXM WEALTH LLCRegistered adviserregistration: current employment
Nov 11, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 5, 2012 to Nov 5, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 1, 2011 to Sep 25, 2012factForm ADV
→ CIG ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 3, 2011 to Nov 3, 2011factForm ADV

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
Timothy Joseph Harker left Charles Schwab & Co., Inc. for Bxm Wealth Llc (registered 2025-11-11)
Form ADVobserved 5 days ago