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Reading the graph
Advisor at MORGAN STANLEY
Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 14, 2025 | n/a | yes | Coral Gables, FL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 4, 2015 | Feb 26, 2025 | no | Coral Gables, FL|ST. LOUIS, MO | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Nov 4, 2010 | Dec 9, 2015 | no | MIAMI, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 12, 2010 | Dec 10, 2010 | no | Coral Gables, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | MORGAN STANLEY | Feb 26, 2025 | Feb 14, 2025 | -12 | Firm change | Ibd to wirehouse |
| BARCLAYS CAPITAL INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 9, 2015 | Dec 4, 2015 | -5 | Bulk transfer | Other |
| MORGAN STANLEY | BARCLAYS CAPITAL INC. | Dec 10, 2010 | Nov 4, 2010 | -36 | Firm change after gap | Other |