DFX Intelligence

M•••••• C•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••••• C•••• G••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Clearwater, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78395a36-7ddd-6a82-5373-d9d3b199123a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Feb 28, 2025	n/a	yes	SUMMIT, NJ\|Clearwater, FL	Current employment
M••••• T•••• A•••• M••••• I•••	Independent wealth	Apr 9, 2023	Oct 25, 2024	no	Clearwater, FL, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• T•••• A•••• M••••• I•••	S••••••••• W•••••	Oct 25, 2024	Feb 28, 2025	126	Firm change	Other
W•••• F•••• A•••••••	M••••• T•••• A•••• M••••• I•••	Jan 13, 2023	Apr 9, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:FL:2019-04-01	Apr 1, 2019	Mar 29, 2019	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ M••••• T•••• A•••• M••••• I•••Registered adviserregistration: previous registration
Apr 9, 2023 to Oct 25, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 29, 2019 to Jan 13, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78395a36-7ddd-6a82-5373-d9d3b199123a
First observed: Jul 17, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.