DFX Intelligence

N••••••••• F•••••••• C••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

N••••••••• F•••••••• C••••••••• I•••

CRD 120737

SOUTH ABINGTON TOWNSHIP, PA

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Search this name across graphsid dfx:ria:78428f50-90cf-a5d4-b1e1-f8b434a218f1

Data as of Mar 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2026 to Mar 22, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $73.4M••• Locked
Discretionary RAUM: $0
Private client RAUM: $72.2Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••••• T••••• H•••••••	Certified Financial Planner	SOUTH ABINGTON TOWNSHIP, PA \| MOUNT PLEASANT, SC	19	21	1	no
M••• J••• A••• R•••••••	n/a	SOUTH ABINGTON TOWNSHIP, PA \| SWEET VALLEY, PA	14	28

Relationships

Registered with (2)

← M••• J••• A••• R•••••••Advisorregistration: current employment
Apr 16, 2012 to presentfactForm ADV
← K•••••••• T••••• H•••••••Advisorregistration: current employment
Jul 11, 2007 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78428f50-90cf-a5d4-b1e1-f8b434a218f1
First observed: Mar 22, 2026
Last observed: Mar 22, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.