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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Kimberly E Frankel

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Mount Pleasant, SC | SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:784576a4-4c10-a249-90ea-53edb78f4cf2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 22, 2007
First registration: Jan 18, 2008
Dual registered: yes, broker-dealer
Other names: KIM KNISEL|KIMBERLY E KNISEL|KIM E FRANKEL|KIMBERLY ELSA KNISEL|KIMBERLY ELSA FRANKEL|Kimberly E Frankel|Kimberly Frankel
IAPD individual key: 1202385

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 27, 2026	n/a	yes	SAINT PETERSBURG, FL\|Mount Pleasant, SC	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 6, 2022	Dec 31, 2025	no	CHARLESTON, SC\|ST. PETERSBURG, FL\|Mt. Pleasant, SC	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jan 8, 2018	Apr 21, 2022	no	CHARLESTON, SC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 20, 2009	Nov 25, 2016	no	MT PLEASANT, SC\|NEW YORK, NY	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 18, 2008	Sep 5, 2008	no	CHARLESTON, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2025	Jan 27, 2026	27	Bulk transfer	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Apr 21, 2022	May 6, 2022	15	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Nov 25, 2016	Jan 8, 2018	409	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	CITIGROUP GLOBAL MARKETS INC.	Sep 5, 2008	May 20, 2009	257	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 6, 2022 to Dec 31, 2025factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jan 8, 2018 to Apr 21, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 20, 2009 to Nov 25, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 18, 2008 to Sep 5, 2008factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Kimberly E Frankel left Stifel, Nicolaus & Company, Incorporated for Raymond James & Associates, Inc. (registered 2022-05-06)
Form ADVobserved 4 days ago