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Advisor at NORTHWOODS WEALTH MANAGEMENT
DUMMER, NH | BOOTHBAY HARBOR, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWOODS WEALTH MANAGEMENT | State registered | Jan 4, 2006 | n/a | yes | BOOTHBAY HARBOR, ME | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 16, 2004 | n/a | yes | BOOTHBAY HARBOR, ME|DUMMER, NH | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 28, 2003 | Dec 16, 2004 | no | BOOTHBAY, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Dec 16, 2004 | Dec 16, 2004 | 0 | Firm change | Other |