DFX Intelligence

R•••••• E• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

R•••••• E• K•••••

Advisor at I••••••••• C••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:785f5341-2e08-1818-34f4-1c44799dc93a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 19, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• C••••••• L••	Independent wealth	Sep 4, 2019	n/a	yes	HOUSTON, TX	Current employment
L••••• A•••• M••••••••• I•••	Former SEC adviser	Aug 19, 1998	Sep 4, 2019	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••• M••••••••• I•••	I••••••••• C••••••• L••	Sep 4, 2019	Sep 4, 2019	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111423:291780:TX:2019-09-04	Sep 4, 2019	Sep 4, 2019	HOUSTON, TX	Firm change

Relationships

Registered with (2)

→ I••••••••• C••••••• L••Registered adviserregistration: current employment
Sep 4, 2019 to presentfactForm ADV
→ L••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 19, 1998 to Sep 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:785f5341-2e08-1818-34f4-1c44799dc93a
First observed: Aug 19, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.