DFX Intelligence

S•••• A•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••• A•••• A•••••••

Advisor at T•••••• C•••••• A•••••••• L••

RENO, NV

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Search this name across graphsid dfx:ria:786bb43e-2562-472c-f638-277071b733ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C•••••• A•••••••• L••	State registered	Nov 22, 2019	n/a	yes	RENO, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 25, 2015	Dec 11, 2019	no	RENO, NV\|RENO, NV\|SAN DIEGO, CA\|EUREKA, NV\|WINNEMUCCA, NV\|SPARKS, NV\|CARSON CITY, NV\|CARSON CITY, NV\|ELKO, NV\|FERNLEY, NV\|MINDEN, NV\|RENO, NV\|SPARKS, NV\|RENO, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T•••••• C•••••• A•••••••• L••	Dec 11, 2019	Nov 22, 2019	-19	Firm change	Ibd to state RIA
Z•••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Mar 23, 2015	Mar 25, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
131308:6413:UT:2015-03-23	Mar 23, 2015	Mar 25, 2015	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (5)

→ T•••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 22, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2015 to Dec 11, 2019factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2011 to Mar 23, 2015factForm ADV
→ D•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:786bb43e-2562-472c-f638-277071b733ff
First observed: Feb 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.