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BIG S•••• FINANCIAL, INC., CRD 299593
WATERTOWN, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D••••• J•• P•••••• | Certified Financial Planner | Watertown, SD | 7 | 28 | 2 | yes |
| M•••• W•••••• P••• | Certified Financial Planner | Watertown, SD | 7 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••••• D••••• W••••• | CO-OWNER | C | yes | 08/1988 | Mar 2, 2020 | Jan 31, 2024 |
| P••••••• D•••••• J•• | CHIEF COMPLIANCE OFFICER/DIVISION PRESIDENT | Na | yes | 07/2019 | Mar 2, 2020 | Jan 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| R•••••••• D••••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| S•••• FALLS | Sd | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 27, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $235M | $201M | 17.1% | $176M | 10.1% | 7 | 6 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | 2 | Aug 7, 2019 | Aug 8, 2019 | WATERTOWN, SD | Team lift out | Ibd to RIA | 0.0% |
| no |
| T••••• J•••• M•••••••• | n/a | WATERTOWN, SD | 3 | 17 | n/a | no |
| C••••• J• S••••• | n/a | WATERTOWN, SD | 1 | 19 | 2 | no |
| A••••• J•• S•••• | n/a | WATERTOWN, SD | 1 | 11 | n/a | no |
| CO-OWNER |
| B |
| no |
| 05/1990 |
| Mar 2, 2020 |
| Jan 31, 2024 |
| J••••••• J••••• H•••• | CO-OWNER | B | no | 08/1988 | Mar 2, 2020 | Jan 31, 2024 |
| J••••••• R•••• L••••• | CO-OWNER | B | no | 08/1988 | Mar 2, 2020 | Jan 31, 2024 |
| $235M |
| $228M |
| 7 |
| 5 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 16, 2025 | $201M | $182M | 6 | 3 | 1 | n/a | n/a |
| 2023 | Jan 31, 2024 | $188M | $164M | 3 | 3 | 1 | n/a | n/a |
| 2022 | Jan 30, 2023 | $176M | $143M | 2 | 2 | 1 | n/a | n/a |
| 2021 | Feb 14, 2022 | $165M | $134M | 2 | 2 | 1 | n/a | n/a |
| 2020 | Feb 10, 2021 | $132M | $98.5M | 2 | 2 | 1 | n/a | n/a |