DFX Intelligence

P••••••• V••••••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P••••••• V••••••••• A•••••••• L•••

CRD 158143

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:788da56a-8c90-951c-c6aa-510945d0a54b

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 0
Observed: Feb 14, 2012 to Mar 19, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.0B••• Locked
Discretionary RAUM: $6.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 51

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• M••••• F•••• L•	Hedge Fund	$6.0B	Mar 19, 2026	75	Feb 14, 2012	reported	021-47052
C••• R• M••••• F•••• L•	Hedge Fund	$896M	Jul 12, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• J•••• C•••••••	CHIEF OPERATING OFFICER, LIMITED PARTNER	B	yes	09/2000	Feb 14, 2012	Oct 29, 2024
A••••••••• J•••• C•••••••	MANAGER, MEMBER	F	yes	11/2016	Feb 14, 2012	Oct 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
LAS VEGAS	Nv	United States	1	no
Jackson	Wy	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.0B	$8.9B	-33.1%	$25B	-37.6%	51	52	3	2

Relationships

Advises (4)

→ P••••••• M••••• F•••• L•Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ C••• R• M••••• F•••• L•Private fundHedge Fund, IA, no longer reported
Mar 30, 2021 to Jul 12, 2023factForm ADV
→ C••••• D•••• M••••• F•••• L•Private fundHedge Fund, IA, no longer reported
Feb 22, 2022 to Jun 24, 2022factForm ADV
→ C••••• A•••• M••••• F•••• L•

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-3.0B
Occurred
Oct 29, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-16.5B
Occurred
Mar 26, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:788da56a-8c90-951c-c6aa-510945d0a54b
First observed: Feb 14, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.