DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•• C•••••• M••••••• L••
PASADENA, MD | ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | National bd RIA | Oct 11, 2010 | n/a | yes | ANNAPOLIS, MD|PASADENA, MD | Current employment |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 18, 2007 | Oct 8, 2010 | no | GLEN BURNIE, MD|LAUREL, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• I••••••••• S•••••••• I••• | R•• C•••••• M••••••• L•• | Oct 8, 2010 | Oct 11, 2010 | 3 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | S••••••• I••••••••• S•••••••• I••• | Jun 14, 2007 | Jun 18, 2007 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jan 9, 2007 | Jun 14, 2007 | no | BALTIMORE, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Aug 23, 2005 | Jan 22, 2007 | no | WASHINGTON, DC|LANDOVER, MD|LARGO, MD|UPPER MARLBORO, MD|WASHINGTON, DC | Previous registration |
| 4 |
| Firm change |
| Other |
| S••••••• I••••••••• S•••••••• I••• | C•••••••• G••••• M•••••• I••• | Jan 22, 2007 | Jan 9, 2007 | -13 | Firm change | Other |