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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

TYLER PATRICK WHALEN

Advisor at WELLS FARGO ADVISORS

GREENWOOD VILLAGE, CO | LONE TREE, CO

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Search this name across graphsid dfx:ria:7898aa1e-69b9-aee1-f3eb-ced0bbc64fd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 4, 2008
First registration: Apr 7, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5480484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 2, 2022	n/a	yes	GREENWOOD VILLAGE, CO\|LONE TREE, CO\|GREENWOOD VILLAGE, CO	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 15, 2018	Sep 9, 2022	no	Highlands Ranch, CO\|Denver, CO\|Lone Tree, CO\|Highlands Ranch, CO\|Highlands Ranch, CO\|GREENWOOD VILLAGE, CO\|Littleton, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Feb 21, 2018	no	COLORADO SPRINGS, CO\|DENVER, CO\|LONE TREE, CO\|DENVER, CO\|ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 7, 2008	Jan 3, 2011	no	DENVER, CO\|COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	Sep 9, 2022	Sep 2, 2022	-7	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Feb 21, 2018	Feb 15, 2018	-6	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Feb 21, 2018factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 15, 2018 to Sep 9, 2022factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 7, 2008 to Jan 3, 2011factForm ADV

Dated events

Occurred
Sep 9, 2022
Advisor changed firm
Tyler Patrick Whalen left U.S. Bancorp Investments, Inc. for Wells Fargo Advisors (registered 2022-09-02)
Form ADVobserved 4 days ago