DFX Intelligence

D••••• M•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D••••• M•••••• M•••••••

Advisor at O•••••••••

OVERLAND PARK, KS | Basking Ridge, NJ

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Search this name across graphsid dfx:ria:78a9f3d1-2e51-9025-757d-432d0fc31380

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Dec 2, 2021	n/a	yes	Basking Ridge, NJ\|OVERLAND PARK, KS	Current employment
G•••••• • M•••••••• L••	Former SEC adviser	Feb 8, 2013	Jul 20, 2022	no	BASKING RIDGE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• • M•••••••• L••	O•••••••••	Jul 20, 2022	Dec 2, 2021	-230	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
129397:106766:NJ:2022-07-20	Jul 20, 2022	Dec 2, 2021	BASKING RIDGE, NJ	Firm change after gap

Relationships

Registered with (2)

→ O•••••••••Registered adviserregistration: current employment
Dec 2, 2021 to presentfactForm ADV
→ G•••••• • M•••••••• L••Registered adviserregistration: previous registration
Feb 8, 2013 to Jul 20, 2022factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78a9f3d1-2e51-9025-757d-432d0fc31380
First observed: Feb 8, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.